The prospective protection of clients is the very essence of the practice of law. Yet, until now, law firms have had no effective way to prospectively protect their clients from abuses within the financial services marketplace, and have been largely limited to bringing arbitrations and civil actions to recover money, only after abuses have been suffered and losses incurred. This strange incongruity can now be remedied, and law firms can now offer their clients a unique, new service alternative and the prospective protection that our clients both need and want.

But, of perhaps more pressing concern, continuing scandals within the traditional financial services industry are causing clients to become increasingly fearful of having their lack of product and investment knowledge exploited, and they are now increasingly feeling in need of alternative advice in which they can trust – an alternative that Nici Law Firm has chosen to provide. And (perhaps most importantly) if asked, my clients themselves will typically state that they do not wish to be referred to some product salesperson but would much rather have me simply “handle it” for them.