Fiduciary Financial Services

James R. Nici

Aristotle Advisors
1865 Veterans Park Drive
Suite 203
Naples, FL 34109
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Fax: 877-646-0561

Privacy Policy

Aristotle Advisors respects the privacy of all clients and prospective clients, both past and present. It is recognized that you have entrusted our firm with non-public personal information and it is important that both access persons and clients are aware of firm policy concerning what may be done with that information.

The firm collects personal information about clients from the following sources:

  • Information clients provide to our firm to complete their plan or offer recommendation;
  • Information clients provide in engagement agreements, account applications, and other documents completed in connection with the opening and maintenance of their accounts;
  • Information clients provide verbally; and
  • Information received from service providers, such as custodians, about client transactions.

The firm does not disclose non-public personal information about our clients to anyone, except in the following circumstances:

  • When required to provide services our clients have requested;
  • When our clients have specifically authorized us to do so;
  • When required during the course of a firm assessment (i.e., independent audit); or
  • When permitted or required by law (i.e., periodic regulatory examination).

Within the firm, access to client information is restricted to personnel that need to know that information. All access persons and service providers understand that everything handled in firm offices are confidential and they are instructed to not discuss client information with someone else that may request information about an account unless they are specifically authorized in writing by the client to do so. This includes, for example, providing information about a spouse’s IRA account or to adult children about parents’ accounts, etc.

To ensure security and confidentiality, the firm maintains physical, electronic, and procedural safeguards to protect the privacy of client information.

The firm will provide you with its privacy policy on an annual basis per federal law and at any time, in advance, if firm privacy policies are expected to change.

Contact us at:
Aristotle Advisors
1865 Veterans Park Drive
Suite 203
Naples, FL 34109

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Privacy Policy. ADV Part 2a vc# 1286-127-00